Paralegal
Sandra brings extensive regulatory and compliance experience to the firm, including over eight years as a Senior Legal Assistant and Regional Support Team Supervisor at FINRA Dispute Resolution. She also held several leadership roles at FINRA, where she oversaw regulatory programs, conducted investigations, prepared denial letters, and provided testimony in enforcement hearings.
Sandra brings extensive regulatory and compliance experience to the firm, including over eight years as a Senior Legal Assistant and Regional Support Team Supervisor at FINRA Dispute Resolution. She also held several leadership roles at FINRA, where she oversaw regulatory programs, conducted investigations, prepared denial letters, and provided testimony in enforcement hearings.
Her in-depth understanding of financial regulatory processes enhances the firm's capabilities in both litigation and compliance-related matters.
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